التفاصيل البيبلوغرافية
| العنوان: |
SECURITIES REGULATION. |
| المؤلفون: |
Huff, Carol Anne1 |
| المصدر: |
Insights: The Corporate & Securities Law Advisor. Dec2010, Vol. 24 Issue 12, p2-12. 11p. |
| مصطلحات موضوعية: |
*SECURITIES industry, *BONDS (Finance), *INTERSTATE commerce, *BOND market, *SECURITIES industry laws, TRUST indentures |
| مصطلحات جغرافية: |
UNITED States |
| الشركة/الكيان: |
UNITED States. Securities & Exchange Commission |
| مستخلص: |
The article offers updates concerning the December 2010 securities regulations in the U.S. On issuing secured bonds, the Securities and Exchange Commission (SEC) adds complexities with SEC-registered bonds and companies are required to comply with the Trust Indenture Act (TIA) of 1939. Under the law, any person is banned from selling negotiable instruments in interstate commerce unless the security is issued and qualified under the TIA. |
| قاعدة البيانات: |
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