التفاصيل البيبلوغرافية
| العنوان: |
Merrill to Pay $13.5M to Settle Market-Timing Abuse Charges. |
| المؤلفون: |
O'Brien, Elizabeth |
| المصدر: |
Bond Buyer. 3/10/2005, Vol. 351 Issue 32087, p32-32. 1/4p. |
| مصطلحات موضوعية: |
*MARKET timing, *HEDGE funds, *FINANCIAL executives, *MUNICIPAL bonds, *MUNICIPAL finance, *SECURITIES industry |
| الشركة/الكيان: |
MERRILL Lynch, Pierce, Fenner & Smith Inc. , MILLENNIUM Partners LP |
| مستخلص: |
Reports that Merrill Lynch Pierce Fenner & Smith Inc. has agreed to pay $13.5 million for inadequately supervising three financial advisers who engaged in market timing on behalf of hedge fund Millennium Partners LP. Use of the settlement funds by the states of New Jersey and Connecticut for further enforcement efforts; Involvement of municipal bonds in market timing; Statement of Merrill spokesman Mark Herr regarding the settlement agreement. |
| قاعدة البيانات: |
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