المؤلفون: Bresiger, Gregory

المصدر: Traders Magazine. Dec2005, Vol. 18 Issue 247, p24-32. 7p.

مصطلحات موضوعية: *SELF-regulation in the securities industry, *DISCHARGE of contracts, *CONTRACT bundling, *SECURITIES industry

مصطلحات جغرافية: UNITED States

الشركة/الكيان: FIDELITY Investments (Company) , LEHMAN Brothers Inc. , UNITED States. Securities & Exchange Commission

المؤلفون: Bresiger, Grepry

المصدر: Traders Magazine. Jan2005, Vol. 18 Issue 234, p63-63. 3p.

مصطلحات موضوعية: *SELF-regulation in the securities industry, *SECURITIES trading, *FINANCIAL markets, *INVESTMENTS

مصطلحات جغرافية: UNITED States

الشركة/الكيان: UNITED States. Securities & Exchange Commission

المؤلفون: Longo, Tracey

المصدر: Traders Magazine. Jun99, Vol. 12 Issue 153, p25. 3p. 2 Color Photographs.

مصطلحات موضوعية: *SELF-regulation in the securities industry, *STOCKBROKERS, SOCIETIES

الشركة/الكيان: NATIONAL Association of Securities Dealers

المؤلفون: D'Antona Jr., John

المصدر: Traders Magazine. Jan2016, Vol. 28 Issue 383, p1-1. 1p.

مصطلحات موضوعية: *SELF-regulation in the securities industry, *BUSINESS enterprises

المؤلفون: Bresiger, Gregory

المصدر: Traders Magazine. Summer2010, Vol. 23 Issue 312, p4-4. 2/3p.

مصطلحات موضوعية: *ASSOCIATIONS, institutions, etc., *SELF-regulation in the securities industry, *BUSINESS networks

مصطلحات جغرافية: NEW York (State)

المؤلفون: Chapman, Peter

المصدر: Traders Magazine. May2007, Vol. 20 Issue 267, p12-12. 2/3p.

مصطلحات موضوعية: *SELF-regulation in the securities industry, *SECURITIES industry, *SECURITIES trading

مصطلحات جغرافية: UNITED States

الشركة/الكيان: NATIONAL Association of Securities Dealers

People: SCHAPIRO, Mary L., 1955-

المصدر: Traders Magazine. Jan2005, Vol. 18 Issue 234, p12-12. 5/6p.

مصطلحات موضوعية: *SELF-regulation of industries, *STOCK exchanges, *FINANCIAL markets, *SECURITIES industry

مصطلحات جغرافية: UNITED States

الشركة/الكيان: NEW York Stock Exchange , UNITED States. Securities & Exchange Commission

المؤلفون: Bresiger, Gregory

المصدر: Traders Magazine. Dec2004, Vol. 17 Issue 233, p10-10. 1/6p.

مصطلحات موضوعية: *SELF-regulation in the securities industry, *SECURITIES industry, *SECURITIES trading

مصطلحات جغرافية: UNITED States

الشركة/الكيان: UNITED States. Securities & Exchange Commission

المصدر: Traders Magazine. Nov2003, Vol. 16 Issue 218, p12-12. 1/4p.

مصطلحات موضوعية: *SELF-regulation in the securities industry

مصطلحات جغرافية: UNITED States

الشركة/الكيان: NEW York Stock Exchange

People: REED, John

المصدر: Traders Magazine. Nov2003, Vol. 16 Issue 218, p16-16. 1/3p. 1 Black and White Photograph.

مصطلحات موضوعية: *SELF-regulation of industries, *CORPORATE governance

مصطلحات جغرافية: UNITED States

الشركة/الكيان: UNITED States. Securities & Exchange Commission

People: NAZARETH, Annette