التفاصيل البيبلوغرافية
| العنوان: |
FINRA Dispute Resolution Update: Five Takeaways from a Busy Year. |
| المؤلفون: |
Jones, Joshua D. |
| المصدر: |
Securities Litigation Journal; Summer2023, p8-10, 3p |
| مصطلحات موضوعية: |
DISPUTE resolution, ARBITRATORS, DISMISSAL & nonsuit, SEXUAL assault, AMENDED & supplemental pleading |
| الشركة/الكيان: |
FINANCIAL Industry Regulatory Authority, UNITED States. Securities & Exchange Commission |
| مستخلص: |
FINRA Dispute Resolution Services continues to update its rules and procedures to further its effort to operate the country's largest securities dispute resolution forum in a fair, efficient, and effective manner. Changes to the Arbitrator Selection Process On December 23, 2022, FINRA filed proposed rule changes with the SEC that would make certain changes to its arbitrator selection process. COVID-19 Developments As of October 3, 2022, FINRA announced that it was no longer requiring in-person arbitration participants to wear masks except at FINRA offices where the COVID-19 community level is high. [Extracted from the article] |
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| قاعدة البيانات: |
Complementary Index |
